Miscellaneous Business Credit Institution · SIC 6159

SWK Holdings Corp

SWKHL

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Latest revenue

$0

as of 2025-09-30

Latest net income

$8.8M

as of 2025-09-30

Net margin

as of 2025-09-30

Price · 5Y

+10.1% / yr 3.7 pts / yr vs S&P 500 28.7% total
Compare:

Live market

delayed ≤15 min
$25.50
0.20%
Market cap
$308.4M
Enterprise value
$308.4M
P/E (trailing)
Forward P/E
P/B
Dividend yield
8.8%
52-wk high
$25.92
52-wk low
$25.13
Beta
Shares out
12.1M

5-year trend

What this company does

AI

PART I ITEM 1. BUSINESS Overview SWK Holdings Corporation (the “Company,” “we,” or “us”) was incorporated in July 1996 in California and reincorporated in Delaware in September 1999. In July 2012, we commenced a strategy of building a specialty finance and asset management business. In August 2019, we commenced a complementary strategy of building a pharmaceutical development, manufacturing and intellectual property licensing business. Prior to September 30, 2025 our operations were comprised of two reportable segments: “Finance Receivables” and “Pharmaceutical Development.” As a result of the sale of substantially all assets of the Pharmaceutical Development segment, the Finance…

AI summary unavailable — showing raw filing excerpt

Generated from SWKHL's filing dated 2026-03-20

Key risks

AI

ITEM 1A. RISK FACTORS An investment in our common stock involves significant risks. You should carefully consider the risks and uncertainties, the risk factors set forth in the documents and reports previously filed with the SEC, and the risks described below before you make an investment decision regarding our common stock. Additional risks and uncertainties not presently known to us or that we currently deem immaterial may also affect our business operations. Risks Related to Finance Receivables Segment We may suffer losses on our principal invested in credit and royalty transactions. Most of the assets of our Finance Receivables segment are, and are expected to continue to be, royalty…

AI summary unavailable — showing raw filing excerpt

Generated from SWKHL's filing dated 2026-03-20

Profitability

Operating margin

48.9%

89.9%

Net margin

-6.1%

120.4%

Return on equity

-1.1%

122.4%

Return on assets

-0.9%

122.9%

Leverage

Debt / equity

0.16×

14.3%

Long-term debt / equity

0.14×

21.9%

Debt / assets

13.7%

12.3%

Earnings tracker

QuarterRevenueYoYNet incomeYoYNet margin

Q4 2025

2025-12-31

$39.3M-9.2%$-19.4M-430.2%-49.3%

Q3 2025

2025-09-30

$0-100.0%$8.8M+153.2%

Q2 2025

2025-06-30

$1.2M+48.0%$3.5M-3.9%297.1%

Q1 2025

2025-03-31

$963.0K+245.2%$4.5M+869.9%471.3%

Q4 2024

2024-12-31

$43.3M$5.9M13.6%

Q3 2024

2024-09-30

$628.0K+99.4%$3.5M-22.5%552.2%

Q2 2024

2024-06-30

$804.0K-91.5%$3.7M457.7%

Q1 2024

2024-03-31

$279.0K$468.0K167.7%

Year-over-year change vs the same fiscal quarter one year prior. Revenue + net income sourced from SEC 10-Q / 10-K filings — no analyst-consensus dependency.

Industry trend

Miscellaneous Business Credit Institution · SIC 6159

No data yet for industry average

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Insider activity

Insider buying

$0

Insider selling

$0

Net activity

+$0

Distinct insiders

0

Open-market trades over the last 365 days.

Recent transactions

DateInsiderTypeSharesPriceValue

Source: SEC Form 4 filings. Officers, directors, and 10%+ owners must disclose share transactions within two business days. RSU grants and tax-withholding rows are excluded by default — compensation activity is not a trading signal.

Who owns SWKHL

Institutional value

$62.4K

Total shares held

2.5K

Distinct holders

1

+0 vs prior

As of

2025-12-31

Prior: 2025-09-30

Filers with $100M+ AUM disclose holdings 45 days after quarter end.

Top institutional holders

#ManagerSharesValueQoQ changeAction
1NBC SECURITIES, INC.2.5K$62.4K+0 (+0.0%)No change

Source: SEC Form 13F-HR. Positions aggregated across sub-managers within each firm. Options (puts/calls) excluded — common stock only.

Top questions investors are asking

Coming once SWKHL's latest filing finishes processing.